
How do Pleas Work?
A criminal plea agreement (or plea bargain) is a deal between the prosecution and the defense in a criminal case, where the defendant agrees to plead guilty or no contest to certain charges in exchange for some concessions, typically involving lesser penalties or charges. Plea agreements help resolve cases without going to trial, streamlining the judicial process and providing both sides with certain benefits.
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Negotiation: The prosecution and defense negotiate the terms of the plea agreement. In most cases, the defendant's attorney will discuss with the prosecutor what concessions (such as reducing charges or recommending a more lenient sentence) can be made in exchange for the defendant's guilty plea.​
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There are two main types of pleas in criminal cases: No Contest, the defendant does not admit guilt but agrees to accept the consequences as if they were guilty and :.Alford Plea, the Defendant maintains their innocence but acknowledges that there is enough evidence for a conviction.
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Plea Agreement Terms:
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Charge Reduction: The prosecutor may agree to reduce the number or severity of charges (e.g., reducing a felony to a misdemeanor).
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Sentence Recommendation: The prosecution may recommend a lighter sentence (such as probation instead of prison), though the judge is not bound by this recommendation.
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Dismissal of Other Charges: The defendant might agree to plead guilty to one charge, and in exchange, the prosecution may drop other charges.
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Restitution or Other Conditions: The agreement may include requirements like paying restitution to victims, community service, or undergoing drug treatment.
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Judicial Approval: Once the plea is negotiated, the judge must approve it. The judge will review the agreement to ensure it is voluntary, knowing, and intelligent, meaning the defendant understands the consequences of the plea. The judge can accept or reject the plea agreement, though it's uncommon for judges to reject negotiated plea deals
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Sentencing: If the plea is accepted, the case is usually scheduled for sentencing. While the judge may follow the agreed-upon terms, the final sentencing decision remains with the judge.
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Plea agreements typically focus on calculating the potential sentence or the severity of charges the defendant might face:
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Sentence Calculation:
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Statutory Range: Plea agreements often involve reducing the charges to fall within a more favorable statutory sentencing range (e.g., reducing a felony charge to a misdemeanor with a lower sentence range).
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Agreed Sentence: In some plea deals, the parties may agree on a specific sentence (e.g., a stipulated sentence of probation or a specific prison term), but the judge still has the discretion to approve or modify the sentence.
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Charging Discretion: The prosecutor has the discretion to determine which charges to pursue and whether to offer a plea deal. This is often based on the strength of the evidence, the defendant's criminal history, and other factors.
The Benefits of plea agreements are:
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Reduced Sentences:
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Defendants can receive reduced sentences or lesser charges. For instance, a defendant may avoid a lengthy prison term in exchange for a guilty plea, instead serving probation or a shorter sentence.
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Charge reduction can result in less severe criminal records.
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Certainty:
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Plea agreements offer both sides a certain outcome, with the defendant knowing what sentence they will face and the prosecution avoiding the risk of an acquittal.
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Avoiding a Trial:
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Defendants may avoid the stress, expense, and public exposure of a trial.
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The vast majority of criminal cases are resolved through plea agreements rather than going to trial.
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In federal cases, approximately 97% of cases end in pleas.
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In state courts, around 90-95% of cases are resolved through a plea.
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In Federal cases, the Federal Sentencing Guidelines play a significant role in plea negotiations in federal criminal cases. These guidelines are a set of rules that recommend a sentencing range based on factors such as the seriousness of the offense and the defendant's criminal history. While the guidelines are not mandatory in the sense that a judge has some discretion in sentencing, they heavily influence plea negotiations because they provide a framework for both prosecutors and defense attorneys to predict likely outcomes.
